Compliance Advisor
- Employer
- Oliver James Associates
- Location
- Central London, UK
- Salary
- Competitive
- Closing date
- Mar 17, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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Compliance Advisor London To £55,000 benefits Oliver James Associates are currently representing a leading investments organisation in their search for a compliance advisor. My client are a FTSE 250 organisation going from strength to strength - they have recently won awards for the best advisor platform and overall service. This role will see you support the corporate compliance manager and you will play a key role in delivering advice on operational, financial crime and conduct related matters. You will manage the various compliance processes - in particular financial promotions approvals You will also manage the group policy approval process and policy list You will assist in reg change projects and various other compliance initiatives Required experience Experience working in a financial services compliance department Experience providing compliance advice on conduct Understanding of financial products, ie Pensions Knowledge of the FCA handbook Ideally experience approving fin promotions & working on reg chance projects Educated to degree level Please get in touch with Luke Almond for further details.
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