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Compliance Advisor

Employer
Oliver James Associates
Location
Central London, UK
Salary
Competitive
Closing date
Mar 17, 2019

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Job Role
Compliance Accountant
Sector
Finance
Contract Type
Permanent
Hours
Full Time
Compliance Advisor London To £55,000 benefits Oliver James Associates are currently representing a leading investments organisation in their search for a compliance advisor. My client are a FTSE 250 organisation going from strength to strength - they have recently won awards for the best advisor platform and overall service. This role will see you support the corporate compliance manager and you will play a key role in delivering advice on operational, financial crime and conduct related matters. You will manage the various compliance processes - in particular financial promotions approvals You will also manage the group policy approval process and policy list You will assist in reg change projects and various other compliance initiatives Required experience Experience working in a financial services compliance department Experience providing compliance advice on conduct Understanding of financial products, ie Pensions Knowledge of the FCA handbook Ideally experience approving fin promotions & working on reg chance projects Educated to degree level Please get in touch with Luke Almond for further details.

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