Risk and Compliance Manager

Recruiter
CHASE DE VERE INDEPENDENT FINANCIAL ADVISERS LIMITED
Location
Salford, UK
Salary
Competitive
Posted
18 Mar 2019
Closes
16 Mar 2019
Ref
1100801847
Contract Type
Permanent
Hours
Full-time
Level of qualification
Qualified
Job Title:
Risk and Compliance Manager

Salary:
£50,000 - £55,000 dependent on experience

Location:
Manchester Working hours: 9 -5 with flexibility when required As a company we are known as experts in our field and pride ourselves on the reputation we have built over the past 45 years of business. We know we can't achieve the results we do without the right people. We are currently looking to recruit a Risk and Compliance Manager to join our team in Manchester. The successful candidate will: Have a strong knowledge of the FCA handbook, principles for business, and the Financial Services & Markets Act 2000 Strong knowledge and understanding of business risk assessment and management Have secured the level 4 Diploma in Financial Planning Experience of the FCA's supervision approach, design and delivery of compatible risk management systems Have a proven track record of delivering operational change and improving standards The role will involve: Managing the Regulatory Policy Team Working with the business to define compliance and risk management policies and procedures Ensuring the business operates within a compliance environment Developing appropriate risk management systems and controls Working closely with the Head of Risk and Compliance, Legal and Regulatory Director and Senior Management teams Co-ordinating the Chase De Vere risk management approach Developing and implementing the annual compliance monitoring plan strategy In return we will offer a fantastic office environment, a great team of people to work alongside and a reputation that we believe speaks for itself. As importantly we offer the following: Basic holiday entitlement of 25 days plus bank holidays (this increases with service and you can also buy extra days in our holiday purchase scheme) An extra day off on your birthday Participation in the Company's Flexible Benefits Scheme Contributory Pension Scheme Death in Service - 4 x basic salary Training and professional qualification support Opportunities for career progression - we strive to reward your loyalty with professional development Rewards and Initiatives - we love our Employee of the Quarter Scheme and our board members are always looking for ways to reward and recognise how hard our teams work Support for charity work - we have raised over 20k for our chosen charity Cancer Research UK and are aiming for 40k. This charity means a lot to us Employee Assistance Programme - offering support to colleagues via telephone and online Does this sound good to you? If so, we want to hear from you