Compliance Manager

Julie Rose Recruitment
Dartford, UK
18 Mar 2019
16 Mar 2019
Contract Type
Level of qualification
Julie Rose Recruitment is looking for a Compliance Manager to join a market leader within the loans market. This is a new role to support the Head of Compliance in advising the business across regulatory initiatives, financial promotions, promoting a strong compliance culture and managing a small team. Hours: 35 hrs working week Monday - Friday Holidays: 23 days (rising to 28 following 5 years' service) Duties for the Compliance Manager: Acting as the compliance support for one of the leading providers of high cost short term credit Assisting the Head of Compliance in ensuring the business's compliance monitoring programme meets the business risks and regulatory requirements Ensuring compliance with policies and procedures, implementing change and review where necessary Compliance of outsourcing relationships including lead generation and debt collection Manage the ongoing monthly compliance monitoring plan and QA programme Dealing with information requests and statements to be provided under fixed sum loan agreements ensuring compliance with CCA 1974 Oversight and review of financial promotions Generation of weekly, monthly and ad hoc reports for management meetings Supporting training initiatives for the business as a whole, working with the Learning & Development team and other managers to promote a compliant, business-oriented culture Ensuring that customers are always treated fairly Assisting with thematic and specialist reviews across the business in respect of specific regulatory topics and issues when necessary Managing, guiding and supporting members of the compliance and QA team to build their knowledge and confidence in delivering objectives Personal Specification for the Compliance Manager: Attention to detail - must be able to perform all work consistently to a high standard Microsoft office/reporting/database skills Strong communication skills - written and verbal Have knowledge of CCA 1974, Data Protection Act 2018 and General Data Protection Regulation and the FCA Handbook, specifically CONC This Compliance Manager role would suitable some who has great relationship building management skills.