Compliance Analyst
- Employer
- Alexander Lloyd
- Location
- Farringdon, UK
- Salary
- Competitive
- Closing date
- Mar 20, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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A great new opportunity for someone to join a compliance outsourcing company based in London. My client is well known in the investment management, hedge fund, asset management, FX and Fintech space.
Responsibilities:
Support the team to ensure clients are in compliance with FCA regulatory and AIFMD rules Support the compliance team on a variety of client facing compliance projects Conduct research and prepare documentation in response to client inquiries Participate in internal compliance training programmes as part of continuing learning and development programme Technical Skills & Qualifications: 12 months experience working in Compliance in a financial services company Desire to expand formal and informal knowledge about FCA regulations If you have experience working in a compliance role in an FCA regulated environment and wish to continue forging a career in compliance this is the right opportunity for you. My client offers plenty of training and progression opportunities. Please quote (44446) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
Responsibilities:
Support the team to ensure clients are in compliance with FCA regulatory and AIFMD rules Support the compliance team on a variety of client facing compliance projects Conduct research and prepare documentation in response to client inquiries Participate in internal compliance training programmes as part of continuing learning and development programme Technical Skills & Qualifications: 12 months experience working in Compliance in a financial services company Desire to expand formal and informal knowledge about FCA regulations If you have experience working in a compliance role in an FCA regulated environment and wish to continue forging a career in compliance this is the right opportunity for you. My client offers plenty of training and progression opportunities. Please quote (44446) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.
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