Compliance Associate - Investment Management

Taylor Root
South East London, UK
18 Feb 2019
15 Feb 2019
Contract Type
Level of qualification
Newly qualified, Qualified
Compliance Associate - Institutional Investment Manager Excellent opportunity to take ownership for all elements of compliance gaining deeper insights across advisory, monitoring, regulatory developments and financial crime The Company Join as a Compliance Associate and play a significant role for a hugely ambitious investment management firm. The firm has an average employee tenure of nearly 9 years and has a collaborative, performance driven culture. The client has been established for nearly 90 years and manages nearly $US250 billion AUM. Their investment vehicles include mutual funds, hedge funds, institutional and collective trusts. They are a US headquartered firm with offices in London and Singapore. The Position My client is looking for a Compliance Associate to report directly into the Managing Director. You will take responsibility for the compliance programme for their London and European operations. You will be part of a wider compliance team; one that is based in the US and be the main point of contact for UK and EU regulatory requirements. This would be a fabulous opportunity for any candidate wanting to take on more responsibility with more autonomy and freedom to effect change. There is obviously a strong preference for candidates with buy-side experience. The Location The role is based in Mayfair, Central London Why should you apply? More responsibility with the freedom to influence Exposure to UK, EU and US regulation Report directly into the Managing Director Ambitious, forward-thinking investment firm Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role. This job was originally posted as