Compliance Officer Private Equity
- Employer
- Clarc Recruitment Limited
- Location
- South East London, UK
- Salary
- Competitive
- Closing date
- Apr 16, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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A Private Equity firm is looking to hire a Compliance Officer to join their company in a standalone role based in their London office. This role will eventually be expected to hold CF10 & 11 however this is not expected to be taken on until the successful candidate has settled into the position. Main
Responsibilities:
Draft the necessary policies and procedures to reflect new requirements or to update existing policies. Liaise with and provide advice, guidance and education to the business on relevant compliance issues. Maintain the firm's Compliance manual. Devise and execute an annual compliance monitoring plan Knowledge and expertise in aspects of topical and sensitive regulatory regimes such as, but not limited to, AIFMD, GDPR, SMCR etc Job Requirements: An experienced compliance candidate with strong buy side experience. Ideally will have held CF10 & 11 in a previous role however not essential. Strong FCA handbook knowledge particularly AIFMD Degree educated Excellent communication skills, both written and oral. The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.
Responsibilities:
Draft the necessary policies and procedures to reflect new requirements or to update existing policies. Liaise with and provide advice, guidance and education to the business on relevant compliance issues. Maintain the firm's Compliance manual. Devise and execute an annual compliance monitoring plan Knowledge and expertise in aspects of topical and sensitive regulatory regimes such as, but not limited to, AIFMD, GDPR, SMCR etc Job Requirements: An experienced compliance candidate with strong buy side experience. Ideally will have held CF10 & 11 in a previous role however not essential. Strong FCA handbook knowledge particularly AIFMD Degree educated Excellent communication skills, both written and oral. The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.
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