Guideline Monitoring, Rules Coding - Charles River, Aladdin, thinkFolio, AIM, Sentinel, MIG21 Our Client are an award-winning Asset Manager based in the heart of London, they require a Compliance Analyst to join their team who are collectively responsible for the maintenance, implementation and processes surrounding their Compliance system. Key

Responsibilities:
Mandate review and Interpretation and subsequent coding into the compliance system. Actively liaising with the business to identify and capture amended client and/or regulatory requirements. Maintain and prepare documentation for guideline restrictions and ensuring they are periodically reviewed. Maintain, Develop and enhance the procedure and process to ensure sufficient testing of aforementioned automated checking has been diligently carried out including peer review Develop and maintain a strong working relationship with the wider Group Compliance team. Prepare and maintain documentation on guideline restrictions and ensure these are reviewed periodically. Assist in ad-hoc or project tasks for system and data enhancements/upgrades. Conduct annual reviews of all client and fund rules to ensure robust checks are in place Key Competencies required for role: Knowledge of 3rd party compliance system such as Charles River, Aladdin, thinkFolio, AIM, Sentinel, MIG21 or a similar guideline monitoring tool. Previous experience of working in asset management is essential along with knowledge of investment products. Good knowledge of regulatory environments (UCITS, SICAV, 40 Act etc).